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You Reap What You Sow: The Australian Government's Report on PDF Accessibility

TalkPDF225x100_noDJ.png

by Duff Johnson

Wednesday, January 5, 2011

Contents

The cover of the AGIMO report

Executive Summary

This article analyzes the recent Australian Government's study into the Accessibility of the Portable Document Format for people with a disability (hereafter "the Report"), published in November, 2010 by the Australian Government Information Management Office (AGIMO) together with Vision Australia, a consultancy.

The Report is valuable for its accurate characterization of the current state of affairs for Assistive Technology (AT) users attempting to read and interact with PDF documents and forms. However, it does not address the significance of PDF technology for organizations and users, nor clearly identify the reasons why most AT users have a poor experience with PDF. Additionally, the Report provides no comparison of PDF accessibility, functionality, remediation complexity or cost with other formats. For these reasons and others, several of the Report's key conclusions are unsupported by the data presented.

I argue for an alternative perspective on the Report's data. The real story is that current Australian government policy is itself notably responsible for perpetuating the poor user experiences with PDF reported by AT-using Australians. To the extent that the Report's recommendations bolster the current Australian policy, or influences other governments in their policy-making, equivalent access for AT users will suffer.

Finally, I outline an alternative approach to policy-making when addressing accessibility in any electronic document format, including PDF files.

Logo of the Australian Human Rights Commission, everyone, everywhere, everyday

Introduction

The drive to ensure electronic content is accessible by disabled users who require AT to read is led first and foremost by end-user frustration. Institutions and software developers rarely comprehend the importance of ensuring equal access to content unless their constituents or customers (and their lawyers) are banging loudly on the door, demanding equal access to content and resources that are readily available to conventionally-abled users.

In the case of blind, low-vision, motion-impaired and other users with relevant disabilities, they have been banging on the door of government and business for a long time. From bibles to train schedules to medical plan benefits to tax forms, disabled users have suffered the humiliation of constantly having to ask others for help since the invention of writing.

Electronic documents can generally be made accessible to users with many types of disability. That's why, for disabled users, the Internet holds revolutionary potential for equal access to information. Progressive governments around the world, including Australia, Canada, the US and others are recognizing this fact, and the marketplace of ideas and technologies is (slowly) rising to meet the need. Worldwide, a variety of technologies, standards, policies and regulations have emerged over the past dozen or so years to mandate a degree of attention to accessibility. As of 2010, government content authors and managers in many countries and localities have statutory obligations to ensure the content they create or host is accessible (however defined).

Content delivered in HTML tends to be linear, relatively simple, and is typically served only one a page at a time. Since HTML is generally also created and managed by technical people, web-pages were unquestionably (and understandably) the low-hanging fruit when it comes to electronic content accessibility, and thus received the first systematic attention.

WCAG 1.0, in 1999, was the HTML-specific basis for the US Government's Section 508 regulations that went into effect in 2001. WCAG 1.0 was superseded by the 2008 publication of WCAG 2.0, which places accessibility within a generic conceptual framework that's not specific to any particular technology. WCAG 2.0 thus covers (but is not limited to) HTML, CSS, SVG, Flash and PDF technologies.

The Australian government requires its agencies to comply with WCAG 2.0, but unlike WCAG 2.0, it takes a dim view of PDF. Current policy states:

"...organisations that publish documents only in PDF risk complaint under the DDA unless they make the content available in at least one additional format...." (Australian Human Rights Commission, Disability Discrimination Act Advisory Notes)

Government (and business) websites and internal document collections generally include many PDF files. Most of these can't readily make "...at least one additional format" available for the use of disabled users. Since AT users often complain about PDF files, the government understandably decided to find out why.

First... why are we talking about PDF?

Any attempt to understand PDF accessibility must start with the reasons why organizations and individuals the world over choose PDF in such a vast array of applications. PDF is an infrastructure technology, almost as essential to the modern world as HTTP, almost as basic as paper. In fact, PDF is, by design, "electronic paper". (To learn more about why PDF is essential to the modern world, see my article: "Why PDF?")

As with any electronic document format, ensuring PDF files are accessible requires an intention to do so, some basic knowledge of semantics and suitable software. For the AT user, accessible PDFs require a PDF reader and AT software capable of supporting "PDF tags" to ensure accessibility.

Continue...

Comments

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Posted by duffjohnson on Jan 09, 2011

Cliff - you are right, the sentence should have started that way!

The tools absolutely have to be easier - and this will have benefits far beyond the accessibility of the resulting documents. Many users (especially older users) have a lot of trouble fighting though all the features of (say) Word or Excel in order to simply style up a page.

Steve - I take the point. Really, the concepts are all the same, and everyone knows it already. Lists are lists, tables are tables, headings are headings. It's not that anyone will actually be _surprised_ by this or that Technique. There are still some theoretical arguments about details of best-practice, but mostly at the margins.

I guess my point is that the key question of vendor support, as you say, should not be parked, just waiting for the excuse of "no techniques published yet" to be evaporated.

There's not a single PDF tag in the current repertoire that would confuse an AT vendor in the slightest - they were borrowed wholesale from HTML after all!

The issue is: do they bother to support PDF tags.

 

Posted by Steve Buell [99.240.235.130] on Jan 08, 2011

I completely understand what you are saying. The Insurance Company example is spot on. The difficulty lays (lies) when a user or advocacy group has a hate-on for a particular format and uses a possible, but unlikely, scenario to claim discrimination. Without some type of harmonized standard for authors to conform to, everyone is at risk.

These same standards must be applied to all levels in the service delivery chain. AT advocates have long professed that formats must be accessible in the users preferred method of use. This is Wrong. The ISO Standard on Usability clearly makes a distinction between preference and the "context of use."

As for the timeliness of the WCAG WG  updating the Techniques, I think they are doing a great job. We were stuck with WCAG 1 for 11 years.

If we can set the stage for a harmonized method of accessibility conformance that doesn't rely upon a particular AT vendor's support, we can actually attain a truly measurable  level of accessibility.

Being called away, more to follow...

Posted by daka630 [64.148.6.29] on Jan 08, 2011

Earlier I'd expressed a measure of disappoint with the Aussie's PDF. Having done so here, in public, it is appropriate to express a well-felt "BZ" to the folks down under.

The currently available PDF reflects its modification (12/22/10) and resolved an issue with tables.

fwiw, thank you.

Posted by Cliff Tyllick [71.20.90.127] on Jan 08, 2011

Duff, thanks for taking the time to identify the critical shortcomings of the Australian study and, therefore, of the conclusions drawn from it. The problems associated with creating accessible content — and, indeed, in evaluating that content to ensure that it actually is accessible — are highly complex, of course.

As for the way to ensure that documents are more accessible in the first place, you note:

The solution is to train document authors to recognize the significance of semantics for accessibility purposes, and how to leverage Styles to achieve high-quality semantics.

I would argue that you needed to add two words to the beginning of that sentence: "Part of."

I myself found it difficult to create accessible documents after having had the kind of training you describe. And I noticed that others who had received the same training paid great lip service to accessibility but themselves produced documents that were completely inaccessible.

Why was that so?

In addition to better training, we need better tools. And the simple fact is that modern word-processing applications lack the interface necessary to be tools well designed to support the creation of accessible documents. Look at the Home tab on the ribbon in Word, or the menus presented in Apple's Pages, or the toolbar for WordPerfect, or even the same for Open Office — the most prominent, easiest-to-use commands change the appearance of the text without adding semantic tags to the text.

If the job is to create an accessible document, why are those commands presented so prominently?

Let me put it another way: Why are those useless tools in the way?

We need Microsoft, Apple, Corel, and all the other developers of word processors to realize that we need interfaces that steer us in the direction of creating accessible documents. They need to look at every command on every menu, at every button on a toolbar or ribbon, and ask themselves, "Does this tool induce the user to create an accessible document, or an inaccessible document?"

Each tool that leads the user astray should be removed from the default interface — not removed from the software, just removed from its default interface. The newly available space should be given over to tools that, although useful, are now hidden deeply within the application's menus or, in some cases, user settings. For example, a button of command for changing the document template should be readily available by default. A button or command for modifying styles would be a good idea, too.

Because if we expect the user to separate content from presentation, we shouldn't constantly barrage the user with "features" that intermix the two.

 

Posted by duffjohnson on Jan 07, 2011

Steve,

Actually, I wish they'd included that historical (and still current) item about user frustration – it helps explain why they've taken such a visceral dislike to PDF. I can't blame anyone for feeling negatively when they encounter an untagged or uselessly-tagged PDF. What I can and do expect is a policy that has a positive rather than a negative outcome in terms of improving expectations and outcomes.

 I 100% agree with you on AT vendor support for PDF. The excuse that “too few PDFs are tagged” just won't wash. Support for tagged PDF is (or should be) a stellar feature for any AT worth it's salt. We are, after all, talking about the de facto electronic document format here!

 One can only hope that the vendors pay attention to ISO 14289, because this is WCAG 2.0 for PDF in software-developer terms. Of course, I don't expect them to pay attention unless they are hearing that they must do so from their customers. That's up to governments and other large buyers of such software.

 I guess I don't feel that waiting for WCAG 2.0 to publish XYZ Techniques helps. Sometimes a Word file is just the right thing to send... what, we can't send it because there are no Techniques? What if it's just paragraphs and headings, and properly structured to boot?

 What if an insurance-provider goes to great lengths to overhaul their policy and invoice-writing software so that the PDFs it spits out by the millions for email and website distribution each month are all WCAG 2.0 conforming? How do we know they are conforming? The insurance company says so (WCAG gives them that right), and they are willing to stand behind their claim. Is the AUS government going to refuse them because the things aren't also provided in HTML? Give me a break.

 Hanging one's hat on WCAG's publishing schedule isn't progress; it's slowing, not speeding, progress on actually making accessible content.

 I appreciate the correction on the policy. Wondering if I should edit the piece... if I do, I'll update this comment.

 

Dave,

 Thanks much for your offline comments. True, we didn't refine the basic structure as presented to us from the original InDesign file, but I appreciate the input, and as I said, I think you've given me a good idea for ISO 14289-2!

Duff.

Posted by 64.148.21.95 on Jan 06, 2011

I'd mentioned "hop about" in the structure tree of the PDF from down under.

"Hops" encountered were due to the major topic content's "cover page" having associated content sent to Artifact.
Appropriate in context of a "design decision" by those owning the content.

Other items that I find splintery I've send under separate cover.

 

Be well...

Posted by Steve Buell [99.240.235.130] on Jan 06, 2011

Sorry for double posting, I missed a point on the self fulfilling prophecy bit.

Once Techniques are published for PDF, there will be an authoritative measure against which to test. This will provide a foundation on which to build greater awareness for content authors.

As other Techniques are published for other technologies, they will be permitted to be "relied upon" (WCAG parlance for not requiring an Alternate Conforming version of content) without requiring a rewrite of their (Aus Gov) standards.

Posted by Steve Buell [99.240.235.130] on Jan 06, 2011

Thanks for posting such a well thought-out critique.

This article provides a balancing perspective which is needed to help people understand both sides of the PDF Accessibility debate.

My biggest take-away from the Australian Government's Report was quite similar to the crux of your article: the capability exists to create accessible PDF documents and the accessibility issues encountered are largely the result of poor authoring practices, content management oversight, and insufficient AT support for the Portable Document Format.

The "study" which is the basis of this report was commissioned by the Australian Government and was conducted by Vision Australia, a service provider for the visually impaired. It is apparent there certain advocacy tone contained in the report.

Earlier drafts had a much stronger position and did not include some of the balancing factors or more objective comments that the data would lead one to conclude. It was good to see the final report correct a lot of this. There are still some statements where I believe PDF gets a bad rap.

Yes, that spread layout definitely should not have been included in the study!

One thing which was left out - rightly so - is the historical user experience by AT users when interacting with PDF files. This often leads to a knee-jerk reaction by these users to automatically assume the worst and when they encounter something unexpected, they simply give up. Many AT users expect to be able to interact with any web technology in the same manner in which they interact with HTML. They often do not take the time to learn the features and navigation mechanisms of other technologies.

AT support for PDF is probably one of the biggest hold-backs. I was disappointed to read the one vendor response in particular: "More accessible PDF files are required before vendors justify further research and development time for PDF over other emerging technologies;" I feel this does a great disservice to their user-base. One has to wonder why AT users are not holding the vendors to a similar standard to which they hold authors and technology providers.

With regard to requiring Sufficient Techniques for Accessibility Supported Uses of Web Technologies, I feel this is a reasonable position. There are many resources on accessibility of a great number of technologies. Often, these resources provide conflicting guidance so there needs to be some way to harmonize what would be needed to conform to the applicable WCAG 2 Success Criteria.

The WCAG Working Group provides a means for new techniques to be submitted and vetted. Admittedly, the Working Group is small but I would hope they are open to any assistance that may be offered.

One final note: you make the comment "The author's logic would seem to require that the lack of formal Techniques means that these formats also cannot meet WCAG 2.0 standards, but this is not the Australian government policy." actually this is their position as noted by: "Where no WCAG 2.0 Sufficient Techniques exist to test the conformance of a technology or product, then WCAG 2.0 conformance cannot be claimed." (from - http://www.finance.gov.au/publications/wcag-2-implementation/scope.html).

Thanks again.

Posted by duffjohnson on Jan 05, 2011

Dave, is that you?

Could you be specific?

Feel free to email me to discuss offline, if you want: duffjohnson@appligent.com

Posted by daka630 [64.252.144.111] on Jan 05, 2011

Thank you for a rational and insightful discussion. Having pulled in the PDF document that contained the report, I walked the structure tree. After all, it is a tagged PDF by way if InDesign. In short order it became clear that the PDF was largely unusable from an accessibility perspective. A sequential descend through tag elements resulted in random hops through the content; Link elements, while present, were not properly formed; and more. It is as if the PDF were meant to be unusable.

Really rather sad and does not speak well of the document's owners.

Accessible PDF just in not that hard to achieve.

 

Be well...

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